Conflict of Interest Audit (COI)

The RetireAware Conflict of Interest (COI) Audit provides an independent outside review focused on identifying and ameliorating conflict of interest service structures in employer-sponsored retirement plans.

Annual Provider Monitor

RetireAware’s annual provider monitor gives plan sponsors and fiduciaries the ability to monitor and enforce provider adherence to representations about the provider plan participant service model and includes analysis of plan distributions.

Impact Analysis

RetireAware can provide a customized plan impact analysis of the total cost of conflicted service structures, enabling plan sponsors and fiduciaries an in-depth understanding of how direct and indirect compensation models impact the plan and participants.

Recordkeeper Services Audit (RSA)

The Retirement Services Audit (the “RSA”) is an intensive third-party assessment of a plan recordkeeper’s plan participant service model.

Consulting and Special Projects

RetireAware’s consulting resources can support a variety of vendor-  management and plan governance initiatives.

Expert Witness

RetireAware’s expert witness resources support key elements of plan-related litigation.