Tide of ERISA Litigation to Continue
A new Supreme Court ruling may further open the door to ERISA fiduciary claims.
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DOL Completes Trifecta of Questionable Policies
New DOL guidance would provide advisors with incentives to sell commissionable products.
DOL Delivers Lump of Coal to ESG Funds
The U.S. Department of Labor has issued new proposed regulations that provide guidance on the process that plan fiduciaries should use in selecting ESG investments. In issuing the proposed regulations the DOL targets ESG funds and creates new requirements–and hurdles-to the use of such funds.