12 January 2024
IRS Guidance on recent legislation helps employers start planning for next few years.
11 December 2023
Recent court decision reiterates that provider fees are reasonable only of fiduciaries understand all income received by a provider as the result of providing services to a plan.
10 November 2023
DOL takes another swing at redefining investment fiduciaries
Investor managing portfolio. Pie chart and candlestick charts.
20 June 2023
SECURE 2.0 Guidance Helps Plan Sponsors Clean the Slate
14 December 2022
DOL Revamps ESG Guidance
17 November 2022
Courts of Appeals Reject Generalized Allegations
1 February 2022
Fiduciaries responsible to exercise prudence in all decisions—not just some.
15 July 2021
TIAA’s business interests conflicted with those of the employer-sponsored plans record kept by TIAA–and TIAA chose to serve its own interests over those of its clients.
The SEC and the NYS Attorney General announced findings that TIAA violated federal securities law and state financial fraud law.
25 May 2021
What does it mean for a retirement plan to “protect” data–and are barriers to unauthorized access limited to blocking hacks?
What does it mean for a retirement plan to “protect” data–and are barriers to unauthorized access limited to blocking hacks?
2 March 2021
Plaintiffs’ must use truly comparable benchmarks in claiming imprudent fiduciary decisions.
Higher Ed Fiduciary Lawsuits A Scorecard and Some Observations