Tag: Conflicts
Outgoing Administration Offers a Few Parting Shots
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Recent guidance from the DOL illustrates the outgoing administration’s desire to leave its mark. Read more »
The SEC Enters the Fiduciary Fray
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Our last blog (Nature Abhors a Vacuum – and So Should Fiduciaries) discussed the decision by the U.S. Court of Appeals for the Fifth Circuit to invalidate rules, issued by the U.S. Department of Labor, for financial professionals who sell financial services and products to retirement plan participants. One part of the Court’s rationale was […] Read more »